Financial Services
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Financial Services
Warfield & Associates has significant experience providing fraud and corruption prevention, detection, and financial fraud investigation services to the Financial Services sector. Our expertise as a financial fraud investigator ensures comprehensive solutions tailored to your needs.
Below are just some examples of the work we have undertaken in the Financial Services sector:
Financial Fraud Investigations
- Independent review of the financial fraud investigation conducted into the misappropriation of more than a million dollars by senior staff of a credit union
- Investigation of bullying and harassment allegations made by whistleblowers at a mortgage broking company
- Investigation of an external fraud on a home loan provider as a result of identity fraud
- Investigation of a fraud on three international banks involving tens of millions of dollars as a result of false reporting of exports
- Investigation of a police officer operating a bank account in a false name that led to the successful prosecution
- Investigation of breach of directors’ duties involving a company who provides information technology services to the financial services sector
- Investigation of collusion between a staff member and a client to manipulate the fees due and number of switches allowed on a superannuation account
- Investigation of the alleged theft of intellectual property from a service provider by an ex-employee in order to start up a business in competition
- Investigation of the misappropriation of client funds by a staff member at a superannuation fund
- Investigation of the theft of company cheques and the subsequent alteration of those cheques to obtain hundreds of thousands of dollars from a stockbroking firm
- Financial fraud Investigation of the theft of funds from a funds manager by a staff member
- Investigation on behalf of a federal government agency of a superannuation company that carried out a fraudulent scheme to hide from investors the nature of the investments being acquired, and losses of millions of dollars
- Financial fraud investigation of the unauthorised transfer of funds from a client’s mortgage account to third parties
Fraud And Corruption Risk Assessment
- Fraud risk assessment of a funds manager
- Fraud and corruption risk assessment of a superannuation fund
Forensic Reviews
- Forensic accounting assessment of documentation to support lending on a property development including the valuation methods used and alleged conflicts of interest
- Forensic accounting review of accounting work done by an accountant for valuation lending purposes
- Forensic evaluation of an independent review of the estate of a deceased person on behalf of one of ten beneficiaries
- Forensic review of a worker’s compensation claim on behalf of an insurance company
- Forensic review of contract performance of a big four bank’s relationship to a mortgage provider
- Procurement review for an international bank
Fraud And Corruption Awareness Training
- Presentation of fraud awareness training to the staff of federal government financing corporation
- Presentation of fraud awareness training to client service staff at a superannuation fund
- Presentation of fraud awareness training to senior governance staff at a superannuation fund
- Presentation of fraud awareness training to the board of a superannuation fund
- Presentation of fraud awareness training to the staff of an insurance company
- Presentation of bribery, corruption, fraud, anti-money laundering to the board of a financial services start-up